ASTR 121 (O'Connell) Study Guide
6. TWO REVOLUTIONS: THE BEGINNINGS OF
SCIENTIFIC ASTRONOMY
The astronomy practiced by the ancient cultures we have discussed so
far does not really qualify as an antecedent to modern science because
the underlying interpretation was still mythological or supernatural
in character.
However, the scientific principles developed by the
Greeks are clear forerunners to modern science. Oddly enough, other
highly sophisticated and technological ancient societies, such as the
Romans and Chinese, were never able to make strides in mathematics or
science comparable to the Greeks.
This Guide describes two revolutions in scientific thinking. We are
used to describing the great achievements in science beginning in 17th
century Europe as the "Scientific Revolution." But the leap in
thinking that took place two millennia earlier in ancient Greece was
also truly revolutionary and deserves to be called the first
scientific revolution.
A. INTRODUCTION
Conclusions so far...
- Sky phenomena and motions were important to most human
cultures
- Astronomical time cycles were recognized and studied by
many cultures
- Tracking astronomical cycles encouraged development of certain
technologies:
- Systematic, persistent observations
- Multi-generational methods of record-keeping (often no traces
left)
- Skilled design of observing "instruments"---e.g. special
alignments in buildings
- Basic types of geometry and counting/arithmetic
Distinction between "historical" and "pre-historical" science:
written records
B. GREEK ASTRONOMY (ca. 500 BC - 200 AD)
A Mathematical Perspective
With the Greeks, there is a major shift of emphasis from
collecting/recording information to the interpretation of
the physical nature of astronomical phenomena, ultimately with few
religious/mythological trappings.
In earlier (and many later) cultures, cosmologies were
mythological or supernatural. They had a strong "projective"
tendency: human characteristics, inflated to supernatural proportions,
were imposed outwards on the cosmos. Direct, persistent, supernatural
control of sky phenomena was assumed.
The Greeks had enormous impact, both because they were remarkably
innovative and they left a large, coherent body
of written records. They developed the Western versions of:
literature, history, philosophy, logic, mathematics, & science. Not
bad work. First (recorded) scientific interpretation of
astronomy
Flourished 500 BC - 200 AD; but Greek science was rediscovered during
the Renaissance & was therefore influential until 1500 AD. ===> a
span of 2000 years!
Greek geometry (e.g. Euclid) is, of course, still the foundation
of modern mathematics and is taught to millions of people (however
reluctant) each year.
Early discoveries in mathematics (e.g. the Pythagorean theorem,
irrational numbers, plane geometry) became the basis of their
scientific approach. Pythagoras: "all things are
numbers."
Extract from Aristarchus' study of the distances
to the Moon and Sun
Astronomical Accomplishments
By 150 BC, the Greeks had discovered:
- The spherical shape of the Earth. Evidence:
Curvature of ocean horizon seen from good vantage points
Different stars visible from different latitudes
Length of day changes at different latitudes
Circular shape of Earth's shadow on Moon during lunar eclipses
Shadow lengths at different latitudes at same time of day (Eratosthenes, see
below)
- The spherical shape of the Moon and the origin of lunar phases (see
Study Guide 5)
- The origin of eclipses (see Study Guide 5)
- The existence of precession of the equinoxes (Hipparchus,
see Study Guide 5).
- They measured, using simple geometric arguments:
- The approximate distance to the Moon & Sun (Aristarchus, see
extract above)
- The diameter of Earth to an accuracy of about 150 miles
(Eratosthenes, ca. 200 BC). Eratosthenes' method uses simple
measurement of shadow lengths at noon at different latitudes on
a given day. It then applies the geometric concept of the
congruence of triangles, as shown in the diagram below.
If the Earth had been flat, the shadow lengths at the
two latitudes would have been the same.
- Eratosthenes estimated the diameter of the Earth to be 8050 miles;
the true value is 7900 miles. An astonishing feat, particularly if
you consider that most "educated" people today, 2200 years later,
would have trouble figuring out how to do this (or how to explain
eclipses or the phases of the Moon).
Scientific Cosmology
- The Greeks developed the first scientific cosmological models
- Greek models were intended to be consistent with their
large and accurate collection of observations of the Sun, Moon,
planets, and stars.
- They treated the Sun, Moon, planets, stars as inanimate physical
objects, not living beings with supernatural volition and
powers.
- Influenced by the philosophical idealism of Plato & Aristotle,
they attempted to deduce the character of nature from abstract
postulates (like mathematical axioms), with little appeal to empirical
tests and with explicit dismissal of experiments.
- On philosophical grounds, they favored a highly symmetrical
(spherical), perfect universe.
- They attached special, but arbitrary, characteristics to basic
building blocks: "earth," "air," "water," "ether," etc. A primitive but
nonetheless recognizable version of the modern atomic interpretation.
- Although a revolutionary improvement over supernatural
interpretations, this reliance on deduction instead of empirical
investigations ultimately misled Greek astronomers.
"Aristotle maintained that women have fewer teeth than men; although he
was twice married, it never occurred to him to verify this statement
by examining his wives' mouths."
--- Bertrand Russell
- The first attempts at serious cosmological models placed Earth at
the center of the universe (geocentric) and introduced the
notion of "crystalline spheres" concentric with Earth, each carrying a
celestial object and revolving uniformly on an axis. Click on
thumbnail at right for larger view.
- Aristarchus (ca. 250 BC) proposed a heliocentric
(sun-centered) cosmos, based on his realization
that Sun was probably larger than Earth, but this was not favored.
The Ultimate Greek Cosmological Model
- Developed by Ptolemy, ca. 130 AD
- The model is geocentric, with the Earth sitting stationary
at the center of a spherical universe.
- The Earth is fundamentally distinct from the planets. It occupies
a special location and has special properties. Objects fall downward
toward the Earth not because its gravity attracts them (as in our
modern view) but because they tend to move to the center of the universe.
- The terrestrial region is
regarded as corrupted and changeable, but at larger distances from
Earth the universe becomes ideal, perfect, unchanging.
- All celestial objects move in (perfect) uniform, circular
celestial motions around Earth
- Earth does not spin on its axis; rather, the universe revolves about
Earth once a day.
- But in the real solar system, the Earth moves and
the planetary motions are not perfectly circular, therefore:
- Ptolemy had to include a number of complicated geometric features
in order to reproduce the observed planetary motions.
- Viewed from Earth, the planets all appear to undergo occasional
"retrograde motion"---a brief, loop-like reversal in their
general eastward motion with respect to the stars. This is readily
visible in the computer planetarium simulations. For an example,
click here.
- To reproduce such motions, Ptolemy's model used "epicycles"
(wheels moving on wheels). See the illustration below. The epicycles
were purely geometrical constructs, without any presumed physical
reality to them.
-
Here is an animation showing
how epicycles generate retrograde motion.
- Ptolomy's complex model was a success it that it allowed accurate
predictions of the locations of the planets for several centuries
into the future. But because of its inherent flaws, errors
accumulated over time.
-
Here is an animation
of a Ptolemy-like model.
The Virtues of Greek Cosmology
Ptolemy's work is often treated dismissively because it "got the solar
system wrong" and was discarded by the "Copernican Revolution."
However, it is important to appreciate how enormous a step forward
this was over all the other modes of thinking at the time and, in
fact, over any other framework for understanding the universe for the
next 1300 years(!)
Science is a cumulative and pan-cultural enterprise. It
discards wrong ideas that are found to be empirically unsupported but
retains useful ones.
Statistically, most important scientific ideas have been wrong.
Wrong ideas are just as important as "right" ideas if they are credible
and establish empirical tests that push the envelope of scientific
understanding forward.
Despite their many errors and misconceptions, the Greeks laid the
groundwork for all later science. Many features of the cosmology of
the Greeks propagated through to modern science, including these:
- They attempted to incorporate all of the extant
reliable data.
- They insisted that theoretical models reproduce the observations.
- They regarded the planets, Moon, and Sun as inanimate, physical
objects moving through space without supernatural
interference. This was a tremendous break with the interpretations of
almost all other cultures of the time.
- Their models were based on mathematics. All later science likewise
used mathematics (of an ever-increasing sophistication). The modern
view is that although all things may not BE numbers (as the Pythagoreans
claimed), all things can be measured by numbers.
- The models emphasized geometrical symmetry. In modern
science, symmetry emerged as a central concept in simplifying
mathematical descriptions of nature. In the 20th century, symmetry
was found to be the key to understanding subatomic particles,
crystalline solids, DNA molecules, and a wealth of other phenomena.
Ptolemy's model reproduced the angular motions of the planets on the
sky reasonably well. Despite flaws, this is a scientific
model which makes predictions that can be tested: e.g.
concerning the brightnesses of the planets and their distances from
the Earth as they move around their complex orbits. Although the
Greeks apparently did not test the models this way, later observers
like Tycho could easily do so.
C. DARK INTERLUDE AND RENAISSANCE
The "dark ages" in Europe began with the barbarian influx from the
East, 300-400 AD, coinciding with stultifying intellectual control
imposed by the powerful Church. Science & other forms of original
thinking fade out. Some new work was done by Arab astronomers after
600. Greek manuscripts were preserved by scholars but only taken
seriously after 1000 AD. They were rediscovered & became the basis of
science & philosophy in the early Renaissance. By 1500 AD, astronomy
was back to where it had been in 200 AD. We had lost 1300 years!
During 1500 - 1700 AD science reappears, gradually shifting to modern
form. The European realization of the existence of the "new" world
weakened faith in authorities who had proclaimed it couldn't exist or
that the Earth was flat. Older ideas began to be treated skeptically,
rather than accepted without question. A key facilitating technology:
printed books.
Within those 200 years, the motion of the planets
around the Sun was finally understood, the existence of the force of
gravity was recognized, and generalized laws of motion were deduced.
These become the basis not just of astronomy & physics, but of
technology & engineering, with incalculable effects on civilization.
D. COPERNICUS (d. 1543)
Copernicus, who was primarily a mathematician, introduced the modern
perspective of the Solar System, the one which I have used to explain
the celestial motions of the Sun, Moon, and planets in earlier
lectures. This involved as large a break (in fashionable parlance, a
"paradigm shift") with the Greek interpretation of the cosmos as the
Greek break with the supernatural interpretation.
Relative Motion
Copernicus introduces the concept of relative motion: namely
that apparent motions in the sky could be produced by motions of the
Earth as well as by motions of the cosmic bodies and that it
was difficult to tell these cases apart.
Earth as a Planet
- Copernicus recognizes Earth to be a spinning, orbiting
planet.
- Identifying Earth as a planet was a much greater leap than might
be supposed. Remember that Copernicus did not have access to
telescopes, so he could not know that the planets were spherical or
not self-luminous (like the Earth). Until the time of Galileo, no one
saw the planets as anything other than glowing points of light.
- A wrenching change in perspective: Earth is now merely one among
the (six) known planets. It has been "dethroned" from its privileged
situation at the center of the universe and has lost the special
properties associated with that location attributed to it by Aristotle
and the Greek philosophers. The Sun becomes the most important object
in the solar system.
- Removing the Earth from its imagined special cosmic location was
the first step toward the modern theory of gravity, in which objects
exert an attractive force on one another. However, it would be
another 120 years before Newton was able to formulate that.
- The extent to which conditions on the other planets may closely
resemble those on Earth was not known to C. (without telescopes), but
there was no evidence then that they were very different. A
"multiplicity of worlds" therefore emerges, possibly inhabited worlds.
A Heliocentric Cosmology
- Copernicus hence develops the heliocentric model, with
the Sun in the center of the universe surrounded by 6 orbiting planets:
this simplifies the Ptolemaic model.
- C's arguments were based on mainly on: (a) simplicity; and (b)
the recognition that motions of the planets in P's model (e.g.
retrograde loops) were synchronized with the motion of the Sun, which
implied the Sun was the key object.
- Two examples of simplification in C's picture: the epicycles
responsible for the retrograde motion of the planets were eliminated
(see below); and the alignment of the centers of the epicycles for
Mercury and Venus with the Sun was explained without arbitrary
assumptions.
- But C had no conclusive observational evidence of Earth's spin or
revolution around Sun.
- Such evidence became available only much later, with telescopes
and other instruments which could measure, for instance, the
"aberration of starlight" caused by the Earth's orbital motion around
the Sun (Bradley, 1729) or the "coriolis effect" caused by its
spin (best demonstrated by the Foucault pendulum--1851).
"Parallax" and the Size of the Universe
C was forced to assume that the stars were very
distant in order that the "parallactic shift" would be too
small to measure.
- The parallactic shift is a change in a nearby star's apparent
location in the sky with respect to more distant stars caused by
viewing them from different positions in Earth's orbit. See this illustration.
- The absence of stellar "parallax" implied an enormously larger
universe than most astronomers were willing to accept at the time.
- The first measures of the parallactic shifts for nearby stars
(about 1 arcsecond) were made by Bessel in 1838, almost 300 years
after Copernicus' death. Using these shifts, stellar distances can be
calculated by simple trigonometry. The nearest stars are at distances
over 200,000 times the radius of the Earth's orbit. Even
Copernicus himself would have been flabbergasted by the scale of our
star system.
- In P's model, the universe must rotate around the Earth once a
day. It therefore cannot be very large. But in C's model, this
diurnal motion is caused by the Earth's spin. The universe is
stationary. This permits it, in principle, to be infinite in
extent.
The Origin of Retrograde Motion
- In C's model, the planets continuously move in the same
direction (counterclockwise around Sun as seen from above Earth's
north pole). Planets nearer the Sun move around faster. Retrograde
motions are explained as the reflex of the Earth's
orbital motion (i.e. the fact that we observe the other planets from
a moving platform). For instance, Mars appears to move
backwards in our sky as the Earth "catches up to and passes" it in its
orbit. See the animation below:
- C's system still assumed uniform circular motions for objects and still
required epicycles (since planetary orbits aren't pure circles)
Here is an
animation of C's model.
The Copernican Principle
Copernicus' system had profound philosophical, religious, & scientific
implications because it removes the Earth (& by inference, the human
race) from a privileged location. The idea that scientific arguments
should assume that human beings have a typical, rather than
special, perspective on the universe became known as the
"Copernican Principle." So far, this assumption has been proven
correct on three entirely different scales: our solar system, our
galaxy, and the extragalactic universe.
Reading for this lecture:
Seeds text: 4.1 (Greek astronomy); 4.2 (Copernicus)
Study Guide 6
Optional references: Bertrand Russell, A History of Western
Philosophy; Arthur Koestler, The Sleepwalkers; Timothy
Ferris, Coming of Age in the Milky Way; J. L. E. Dreyer,
A History of Astronomy from Thales to Kepler.
Reading for next lecture:
Seeds text: 4.2, 4.3, 4.4 (Tycho, Kepler, Galileo)
Study Guide 7
Puzzlah for Wednesday, 2/13/08:
You have two objects, A and B, both of which are the same shape.
B weighs twice as much as A. You drop both simultaneously
from a height of 3 feet. What happens?
- A (the lighter object) hits the ground first.
- B (the heavier object) hits the ground first.
- They hit at the same time.
You should attempt your own experiments to determine the
answer...don't just take the word of the readings!
Web links:
Last modified
February 2008 by rwo
Text copyright © 1998-2008 Robert W. O'Connell. All
rights reserved. Epicycle and parallax drawings by Nick Strobel Retrograde
motion animation from ASTR 161, UTenn at Knoxville. These notes are
intended for the private, noncommercial use of students enrolled in
Astronomy 121 at the University of Virginia.